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Need more practice questions to prepare for the Series 66 exam? This test challenges you to apply knowledge of investment regulations, economic factors, client strategies, and the Uniform Securities ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Michael is a former senior editor of investing and trading products for ...

If you want to register both as an investment adviser representative and a securities agent, the Series 66 license is a must. This credential covers state law, investment principles, and ethical ...

With about 24,100 personal financial advisor openings projected each year, the industry needs professionals who can guide clients responsibly. Walk into the Series 66 assuming it’s a quick-and-easy ...