Business Wire

FINRA’s Maintaining Qualifications Program Second Enrollment Period Open Through December 2023

WASHINGTON--(BUSINESS WIRE)--FINRA’s Maintaining Qualifications Program (MQP) is currently open for eligible individuals during a second enrollment period, until December 31, 2023. The second ...
JD Supra

FINRA Extends the “Maintaining Qualifications Program” Enrollment Window for Brokerage Reps U5’d Before March 15, 2022

Previously registered representatives who missed the prior deadline now have until December 31, 2023 to enroll. Registered brokerage representatives historically had two years from their Form U5 ...
InvestmentNews

Finra sets big change in motion with new option for licensing grace period

The MQP: There's a lot of potential packed into that Finra acronym. The self-regulatory organization that governs brokerage firms and registered reps (among other tasks) has broken through a barrier ...
JD Supra

FINRA Proposes Extending the MQP CE Window

Registered Representatives will have until July 1, 2024 to complete continuing education requirements in order to extend their registration qualification windows to five years after termination On ...
WealthManagement.com

FINRA Rule Changes Let Out-Of-Work Registrants Keep Qualifications

The Financial Industry Regulatory Authority changed some of its rules on continuing education in order to help registrants who have stepped away from the industry retain their qualification for up to ...
InvestmentNews

NASAA model rules let advisers maintain licenses while out of industry

The move aligns state policy with a Finra initiative that extended the grace from two to five years as long as brokers stay current on continuing education. By Mark Schoeff Jr. The state securities ...